"Collins Sarri Statham Investments is a people business. We expect nothing but the best from our people and in return offer an unparalleled level of commitment to them."
Advisory stockbroker (specialising in UK markets)
Key responsibilities
- You will be responsible for building and establishing a profitable client base and helping to develop the firms overall standing in the market.
- Responsible for advising clients on straight agency recommendations, CFD positions long and short and FX trades.
- As part of this process, the individual is expected to ensure that his/her professional development is exceptional and be willing to take further exams/courses to broaden their knowledge to include all of the company’s proposed product lines.
- Ensure that all operations are carried out in accordance with the firm's own policies and procedures in addition to FSA rules.
- Communicate effectively with other staff in the company.
- Key Regulatory Responsibilities
- Control function CF30
- Understanding of the regulatory responsibilities within your control function and the general principles of approved persons